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FINRA Awards for Anthony Charles Ginetto

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0031104/16/2012Claimant(s): Shearman, Ralston Inc.
Claimant Lawyers(s): Caren S. Brutten
Respondent(s): Ridge Clearing & Outsourcing Solutions
Respondent Lawyers(s): Jonathan Kurta
Arbitrator(s): John B. Morgan, Fred Shinagel, Anthony Charles Ginetto
Hearing Site: New York, NY
10-0317303/14/2012Claimant(s): Joseph Ditillo
Claimant Lawyers(s): Joseph Ditillo
Respondent(s): Christopher Caufield, UBS Financial Services Inc.
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): William G. Binckes, Peter A. Goldman, Anthony Charles Ginetto
Hearing Site: New York, NY
Checkmark IconExpungement
05-0568108/28/2007Claimant(s): Granite Associates
Claimant Lawyers(s): Catania Facher
Respondent(s): James Flower, Michael Resciniti, Richard Coleman, Thomas Tedeschi, Wayne Ford
Respondent Lawyers(s): Brett D. Zinner, Brian J. Neville
Arbitrator(s): Cecilia B. Loving, Ira S. Cure, Anthony Charles Ginetto
Hearing Site: New York, NY

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