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FINRA Awards for Kitty G. Grubb

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0261305/26/2011Claimant(s): Fred Chouinard
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Kitty G. Grubb
Hearing Site: Miami, FL
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10-0046909/01/2010Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Leo Sala
Respondent Lawyers(s): Leo Sala
Arbitrator(s): Kitty G. Grubb
Hearing Site: Tampa, FL

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