Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-06115 | 03/04/2011 | Claimant(s): John W Oughtred Claimant Lawyers(s): Jason M. Kueser Respondent(s): E*Trade Securities LLC, Stuart Torrey Respondent Lawyers(s): Edward D. Totino Arbitrator(s): Carl G. Mohr Hearing Site: Denver, CO |  | Expungement |
| 09-03491 | 12/01/2009 | Claimant(s): Walter Miksovsky Claimant Lawyers(s): Marnie C. Lambert Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Evelyn C. Best Arbitrator(s): Carl G. Mohr Hearing Site: Des Moines, IA | | $24,199 |
| 08-04554 | 06/18/2009 | Claimant(s): Richard Liechty Claimant Lawyers(s): Richard C. Liechty Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Carl G. Mohr Hearing Site: Denver, CO | | $0 |
| 07-02835 | 08/06/2008 | Claimant(s): Susan Clark Claimant Lawyers(s): Jerrold Wanek Respondent(s): Douglas Reese, Edward Jones Respondent Lawyers(s): Lynette McCloud Arbitrator(s): Carl G. Mohr Hearing Site: Des Moines, IA | | $175 |