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FINRA Awards for John Joseph Vaughan

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0192702/04/2019Claimant(s): Dolan Family Trust Account
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Brian Hagerman, John Vaughan
Respondent Lawyers(s): Brian Joseph Hagerman, John Joseph Vaughan
Arbitrator(s): James D. Knotter, Katherine Jane Morris, Thomas L. Marshall
Hearing Site: San Diego, CA
Checkmark IconDismissed by Rule 12601(c)

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