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FINRA Awards for John Vaughan

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0192702/04/2019Claimant(s): Dolan Family Trust Account
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Brian Hagerman, John Vaughan
Respondent Lawyers(s): Brian Joseph Hagerman, John Joseph Vaughan
Arbitrator(s): James D. Knotter, Katherine Jane Morris, Thomas L. Marshall
Hearing Site: San Diego, CA
Checkmark IconDismissed by Rule 12601(c)
11-0440211/30/2012Claimant(s): John Vaughan
Claimant Lawyers(s): John J. Vaughan
Respondent(s): Paul Taboada, Charles Morgan Securities.
Respondent Lawyers(s): Richard Friedman
Arbitrator(s): Sam Antar
Hearing Site: New York, NY

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