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FINRA Awards for Richard Friedman

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0440211/30/2012Claimant(s): John Vaughan
Claimant Lawyers(s): John J. Vaughan
Respondent(s): Paul Taboada, Charles Morgan Securities.
Respondent Lawyers(s): Richard Friedman
Arbitrator(s): Sam Antar
Hearing Site: New York, NY

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