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FINRA Awards for Richard Andrew Roupoli

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0283909/18/2023Claimant(s): David Vosicher, David S. Vosicher IRA Rollover, David S. Vosicher IRA Roth
Claimant Lawyers(s): David S. Vosicher
Respondent(s): George Strong, Strong Wealth Management LLC
Respondent Lawyers(s): Kevin K. Fitzgerald
Arbitrator(s): Robert B. Hansohn, Richard Andrew Roupoli, Andrew Levy
Hearing Site: Los Angeles, CA
Checkmark Icon$150,000
21-0180008/24/2023Claimant(s): Rudolph Baker
Claimant Lawyers(s): Rudolph Baker
Respondent(s): E*Trade Securities LLC, TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): Christopher A. Stecher, John Bersin
Arbitrator(s): Joseph C. Watson, W. Alex King, Richard Andrew Roupoli
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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