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FINRA Awards for William Roberts

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0279212/01/2017Claimant(s): William Roberts
Claimant Lawyers(s): William J. Roberts
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): William M. Turner
Arbitrator(s): Peter D. Steinbroner, Paul Isaac Matloff, Rosalind Elaine Stevenson
Hearing Site: Los Angeles, CA
Checkmark Icon$0
11-0479909/13/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): William Roberts
Respondent Lawyers(s): William Bryant Roberts
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL

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