Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
16-02792 | 12/01/2017 | Claimant(s): William Roberts Claimant Lawyers(s): William J. Roberts Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): William M. Turner Arbitrator(s): Peter D. Steinbroner, Paul Isaac Matloff, Rosalind Elaine Stevenson Hearing Site: Los Angeles, CA | $0 | |
11-04799 | 09/13/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): William Roberts Respondent Lawyers(s): William Bryant Roberts Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL |