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FINRA Awards for Thomas Mason Harwood

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0182401/09/2023Claimant(s): Betsy Merritt, Joseph Singleton
Claimant Lawyers(s): Steve A. Buchwalter
Respondent(s): Janice Cartwright, John Cartwright
Respondent Lawyers(s): Johnny L. Antwiler
Arbitrator(s): Benjamin F. Breslauer, Thomas Mason Harwood, Eric Beatty
Hearing Site: Los Angeles, CA
16-0069012/21/2017Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): John L. Erikson
Respondent(s): Edward Wedbush, Jeffrey Bell
Respondent Lawyers(s): John L. Erikson, Ryan K. Bakhtiari
Arbitrator(s): Michael M. Hachigian, Thomas Mason Harwood, Stephen Howard Marcus
Hearing Site: Los Angeles, CA
10-0388903/12/2012Claimant(s): Deutsche Bank Securities.
Claimant Lawyers(s): Robert B. Ericson
Respondent(s): Andrew Zicklin
Respondent Lawyers(s): Andrew Zicklin
Arbitrator(s): David Zollman, Arthur F. Brueggeman, Thomas Mason Harwood
Hearing Site: Los Angeles, CA

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