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FINRA Awards for Steven Cohen

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0331006/19/2020Claimant(s): Steven Southworth
Claimant Lawyers(s): Frances Menzer
Respondent(s): Cowen and Company
Respondent Lawyers(s): Steven Cohen
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
19-0180603/06/2020Claimant(s): Steven Southworth
Claimant Lawyers(s): Frances Menzer
Respondent(s): Cowen and Company
Respondent Lawyers(s): Steven Cohen
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
07-0017108/22/2007Claimant(s): Dianne Bergman
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Gregory Goldstein, Stanislav Kaminsky, Steven Cohen, Marquis Financial Services.
Respondent Lawyers(s): David Hirschberg, Martin P. Unger, Stanislav Kaminsky
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
Checkmark Icon$3,289

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