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FINRA Awards for Jonathan Freeze

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0239602/18/2016Claimant(s): Jonathan Freeze
Claimant Lawyers(s): Alan H. Perer
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): James J. Puhala, John P. Abriola, Mark Alexander Sipper
Hearing Site: Pittsburgh, PA

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