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FINRA Awards for NFP Advisor Services

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0035502/15/2017Claimant(s): Estate of Betty Ann Eckert, The Betty Ann Eckert Living Trust
Claimant Lawyers(s): Paul D. Vink
Respondent(s): Gregory Bennington, NFP Advisor Services, The Hartfield Company.
Respondent Lawyers(s): Company President, Gara M. Seagraves
Arbitrator(s): G. Donald Steel, Terry F. Peppard, Jonathan B. Gilbert
Hearing Site: Indianapolis, IN
Checkmark Icon$0
15-0293708/02/2016Claimant(s): Herman Kahn
Claimant Lawyers(s): Kelsey Hotchkiss
Respondent(s): NFP Advisor Services
Respondent Lawyers(s): Lydia Zaidman
Arbitrator(s): Michael P. Marryshow, Michael S. Berman, John P. Abriola
Hearing Site: Pittsburgh, PA
15-0198104/26/2016Claimant(s): Thomas Cresce
Claimant Lawyers(s): Joseph T. Trapeni
Respondent(s): Kevin Beck, Stuart Youngentob, NFP Advisor Services
Respondent Lawyers(s): Kelsey Hotchkiss
Arbitrator(s): Michael J. Henke
Hearing Site: Richmond, VA
Checkmark Icon$0

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