| 16-01996 | 12/08/2016 | Claimant(s): Morgan Stanley, Morgan Stanley S B FA Notes Holdings LLC
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Thomas Meier
Respondent Lawyers(s): Thomas Alan Meier
Arbitrator(s): John J. Hearn
Hearing Site: Miami, FL
| | |
| 12-03215 | 10/27/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Monica M. Littman
Respondent(s): Rino Schena
Respondent Lawyers(s): Adam S. Hall
Arbitrator(s): John J. Hearn, Elena G. Rodriguez, George R. DeLoach
Hearing Site: Miami, FL
| | |
| 12-04265 | 03/13/2015 | Claimant(s): Laidlaw & Company (Uk) LTD.
Claimant Lawyers(s): Ross David Carmel
Respondent(s): Matthew Turner, Michael Moore
Respondent Lawyers(s): Matthew Turner, Michael T. Moore
Arbitrator(s): Jack Stein, John J. Hearn, Richard W. Epstein
Hearing Site: Boca Raton, FL
| | |
| 11-02794 | 01/17/2013 | Claimant(s): Inversiones Kaizen Ltd.
Claimant Lawyers(s): Jeffrey B Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Matthew N. Thibaut
Arbitrator(s): John J. Hearn, Jeffrey R. Roth, Stanley Zamor
Hearing Site: Miami, FL
|  | Expungement |
| 11-01607 | 06/11/2012 | Claimant(s): Amy Hollub, Harry Hollub
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): FMSbonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): John J. Hearn, Theodore Israel Herold, Jack Martin Coe
Hearing Site: Miami, FL
| | $0 |
| 09-06162 | 09/09/2011 | Claimant(s): Maya Sherrill, Nida Sherrill
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): John J. Hearn
Hearing Site: Ft. Lauderdale, FL
| | $225 |
| 09-06014 | 06/29/2011 | Claimant(s): Anthony Balzebre, Dorothy Balzebre, Balzebre Alpha LP
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Bernard A. Becker, John J. Hearn, Richard K. Hrebik
Hearing Site: Miami, FL
| | Expungement |
| 09-01002 | 12/17/2010 | Claimant(s): Freecharm Limited
Claimant Lawyers(s): Matthew L. Jones
Respondent(s): Flavio Lobato, Gustavo Hegewisch, Jorge Garcia-Garcia, Atlas One Capital Management, Atlas One Financial Group
Respondent Lawyers(s): Courtney Berman Green, Holly R. Skolnick
Arbitrator(s): John J. Hearn, Barth Satuloff, James Conrad Sankpill
Hearing Site: Miami, FL
| | $0 |
| 10-00076 | 10/12/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Jose Larrea
Respondent Lawyers(s): Jose A. Larrea
Arbitrator(s): John J. Hearn
Hearing Site: Miami, FL
| | |
| 08-03486 | 10/20/2009 | Claimant(s): Banco Industrial De Venezuela Miami Agen
Claimant Lawyers(s): Barton S. Sacher
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): H. Nicholas Berberian
Arbitrator(s): John J. Hearn, James Conrad Sankpill, Christopher J. Klein
Hearing Site: Miami, FL
| | $0 |
