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FINRA Awards for Inversiones Kaizen Ltd.

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0279401/17/2013Claimant(s): Inversiones Kaizen Ltd.
Claimant Lawyers(s): Jeffrey B Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Matthew N. Thibaut
Arbitrator(s): John J. Hearn, Jeffrey R. Roth, Stanley Zamor
Hearing Site: Miami, FL
Checkmark IconExpungement

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