| 11-00790 | 11/20/2013 | Claimant(s): John Ginsburg
Claimant Lawyers(s): Daniel J. Goldberg
Respondent(s): Christa Burgett, Morgan Stanley, Lisa Creegan, Manny Canales, Mary Mullis
Respondent Lawyers(s): Nancy L. Patterson
Arbitrator(s): W. Merrill Glasgow, Jerry C. Prestridge, Carol Akers Klug
Hearing Site: Houston, TX
| | |
| 10-05115 | 03/01/2013 | Claimant(s): John Darnell
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): Morgan Stanley
Respondent Lawyers(s): William Hohauser
Arbitrator(s): James R. Augustine, W. Merrill Glasgow, Stacey L. Barnes
Hearing Site: Houston, TX
|  | $0 |
| 11-01641 | 01/19/2012 | Claimant(s): Kristopher Mathis, U/W/O Harold J Mathis FBO
Claimant Lawyers(s): Harold J. Mathis
Respondent(s): Citigroup Global Markets., Joseph Calabrese
Respondent Lawyers(s): Karl L. Marquardt
Arbitrator(s): W. Merrill Glasgow
Hearing Site: Houston, TX
| | $0 |
| 08-00346 | 02/23/2009 | Claimant(s): Robert Drake
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Felicity A. Fowler
Arbitrator(s): James R. Augustine, W. Merrill Glasgow, Richard F. Dole
Hearing Site: Houston, TX
| | |
| 07-03163 | 12/30/2008 | Claimant(s): Robert Bonds and Gilda Bonds
Claimant Lawyers(s): Dan K. Worthington
Respondent(s): Ameriprise Advisor Services., Robert Bullock
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): W. Merrill Glasgow, Timothy L. Andrews, William A. Allen
Hearing Site: Houston, TX
| | Expungement |
| 06-02913 | 11/27/2007 | Claimant(s): Darrell W. and Diana M. Williams
Claimant Lawyers(s): Mark T. Womack
Respondent(s): Ameriprise Financial Services., Stephen Hamilton, IDS Life Insurance Company
Respondent Lawyers(s): Thomas A. Roberts
Arbitrator(s): Thomas H. Griffin, W. Merrill Glasgow, Alan M. Holzberg
Hearing Site: Houston, TX
| | $0 |
