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FINRA Awards for Harold J. Mathis

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0164101/19/2012Claimant(s): Kristopher Mathis, U/W/O Harold J Mathis FBO
Claimant Lawyers(s): Harold J. Mathis
Respondent(s): Citigroup Global Markets., Joseph Calabrese
Respondent Lawyers(s): Karl L. Marquardt
Arbitrator(s): W. Merrill Glasgow
Hearing Site: Houston, TX
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