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FINRA Awards for Robert L. Rolnick

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0098303/07/2014Claimant(s): Gary Wolf
Claimant Lawyers(s): Robert L. Rolnick
Respondent(s): Prudential Annuities Distributors, SII Investments.
Respondent Lawyers(s): Gayla C. Crain, Martin S. Schexnayder
Arbitrator(s): Christine L. Stetson
Hearing Site: Houston, TX
06-0498101/22/2008Claimant(s): Charmaine M. and Nathan F. Sherrill
Claimant Lawyers(s): Robert L. Rolnick
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): James R. Augustine, Stacey L. Barnes, Charles Leonard Smith
Hearing Site: Houston, TX
Checkmark Icon$2,000

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