Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00177 | 04/08/2019 | Claimant(s): Jeffrey Cox, Samuel Garrido Claimant Lawyers(s): Lars Soreide Respondent(s): LPL Financial LLC, Cetera Investment Services LLC Respondent Lawyers(s): David J. Freniere, Sean T. Needham Arbitrator(s): Daniel J. Pagnano, Charles Leonard Smith, Nick Thomas Hearing Site: Houston, TX |  | Expungement |
| 06-04981 | 01/22/2008 | Claimant(s): Charmaine M. and Nathan F. Sherrill Claimant Lawyers(s): Robert L. Rolnick Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Angela A. Turiano Arbitrator(s): James R. Augustine, Stacey L. Barnes, Charles Leonard Smith Hearing Site: Houston, TX | | $2,000 |