Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02598 | 05/01/2024 | Claimant(s): Williams Butcher Claimant Lawyers(s): Seth Ian Rubinson Respondent(s): International Assets Advisory Respondent Lawyers(s): Myra P. Nicholson Arbitrator(s): G. Dennis Sheehan, Dawna Kim Larson, Nick Thomas Hearing Site: Houston, TX | ||
| 18-00177 | 04/08/2019 | Claimant(s): Jeffrey Cox, Samuel Garrido Claimant Lawyers(s): Lars Soreide Respondent(s): LPL Financial LLC, Cetera Investment Services LLC Respondent Lawyers(s): David J. Freniere, Sean T. Needham Arbitrator(s): Daniel J. Pagnano, Charles Leonard Smith, Nick Thomas Hearing Site: Houston, TX |  | Expungement |