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FINRA Awards for Henry J. Ackels

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0052306/25/2019Claimant(s): Laurence Pierron
Claimant Lawyers(s): Laurence Pierron
Respondent(s): Ameriprise Financial Services., Jennifer Ibarguen
Respondent Lawyers(s): Gerry A. Giurato
Arbitrator(s): Patricia Beaujean Lehtola, Andrea U. Calve, Henry J. Ackels
Hearing Site: Dallas, TX
17-0062909/12/2018Claimant(s): Joe Zuech, Wendy Zuech
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Gianluca Morello
Arbitrator(s): Henry J. Ackels, Mary Elizabeth Skelnik, Larry Adair
Hearing Site: Dallas, TX
Checkmark IconExpungement
14-0256602/23/2016Claimant(s): Edward Andrew, Mark Hepworth
Claimant Lawyers(s): Kim Thorne, Scott A. Stewart
Respondent(s): Southwest Securities.
Respondent Lawyers(s): John T. Gerhart
Arbitrator(s): Daniel C. Dooley, Henry J. Ackels, Joseph Neal Richardson
Hearing Site: Dallas, TX

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