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FINRA Awards for Anthony F. Fata

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0030708/31/2023Claimant(s): Roxanne Gottlieb
Claimant Lawyers(s): Anthony F. Fata
Respondent(s): Matrix Capital Advisors
Respondent Lawyers(s): John M. O'Bryan
Arbitrator(s): Thomas Michael Genovese, Dianne Marie Onichimowski, Richard Michael Stanton
Hearing Site: Chicago, IL
Checkmark Icon$0
21-0226403/23/2023Claimant(s): Estate of Ellard (through PR)
Claimant Lawyers(s): Anthony F. Fata
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Dianne Marie Onichimowski, Mark W Solock, Matthew James Mc Carter
Hearing Site: Chicago, IL
Checkmark Icon$782,273

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