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FINRA Awards for Ronald Filler

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0116408/28/2024Claimant(s): First Republic Investment Management, First Republic Securities Company
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Steven Levine
Respondent Lawyers(s): Michael S. Taaffe
Arbitrator(s): Ronald Howard Filler, Robert Lawrence Ostrov, Mark H Schiff
Hearing Site: Boca Raton, FL
20-0183902/19/2021Claimant(s): Catherine Napolitano
Claimant Lawyers(s): Ronald Filler
Respondent(s): G.Distributors
Respondent Lawyers(s): Peter D. Goldstein
Arbitrator(s): Edward F. Zagajeski
Hearing Site: New York, NY
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