| 22-02842 | 09/13/2023 | Claimant(s): Sigmund Rogich, Stephen Sameroff, Robert Castiglione & Marilyn Castiglione, The Rogich 2004 Family Irrevocable Trust
Claimant Lawyers(s): Sam Schwartz
Respondent(s): David Turetzky, Morgan Stanley
Respondent Lawyers(s): William D. Briendel
Arbitrator(s): Edward F. Zagajeski, Megan Brillault, John Warner Lowe
Hearing Site: New York, NY
|  | Dismissed by Rule 12206 |
| 19-00199 | 07/07/2022 | Claimant(s): Pearl Michaels
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Henley & Company LLC, Henley & Company Wealth Management LLC
Respondent Lawyers(s): Thomas M. Campbell
Arbitrator(s): Vincent C. Pangia, Edward F. Zagajeski, Gary Stuart Alpert
Hearing Site: New York, NY
| | $0 |
| 21-02209 | 05/06/2022 | Claimant(s): Mark Beloyan
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Cronus Equity
Respondent Lawyers(s): Kennan E. Kaeder
Arbitrator(s): Edward F. Zagajeski
Hearing Site: New York, NY
| | |
| 20-01839 | 02/19/2021 | Claimant(s): Catherine Napolitano
Claimant Lawyers(s): Ronald Filler
Respondent(s): G.Distributors
Respondent Lawyers(s): Peter D. Goldstein
Arbitrator(s): Edward F. Zagajeski
Hearing Site: New York, NY
| | $0 |
| 18-03521 | 10/22/2019 | Claimant(s): Susan Suarez
Claimant Lawyers(s): James Halter
Respondent(s): UBS Financial Services Inc., Mary Zawacki
Respondent Lawyers(s): John P. Leonard
Arbitrator(s): Philip M. Mandel, Edward F. Zagajeski, Matthew Fenster
Hearing Site: New York, NY
| | |
| 14-02246 | 10/02/2015 | Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Ian H. Hummel
Respondent(s): Steven Liebman, SML Capital Group LLC
Respondent Lawyers(s): Steven Liebman
Arbitrator(s): Amy Y. Moy, Ronald Harris Kisner, Edward F. Zagajeski
Hearing Site: New York, NY
| | $0 |
