| 22-02842 | 09/13/2023 | Claimant(s): Sigmund Rogich, Stephen Sameroff, Robert Castiglione & Marilyn Castiglione, The Rogich 2004 Family Irrevocable Trust
Claimant Lawyers(s): Sam Schwartz
Respondent(s): David Turetzky, Morgan Stanley
Respondent Lawyers(s): William D. Briendel
Arbitrator(s): Edward F. Zagajeski, Megan Brillault, John Warner Lowe
Hearing Site: New York, NY
|  | Dismissed by Rule 12206 |
| 17-02736 | 05/07/2019 | Claimant(s): Irwin and Madeline Lieber, Joint Tenants
Claimant Lawyers(s): Sam Schwartz
Respondent(s): David Turetzky, Morgan Stanley & Co., Jeffrey Cadan, Michael Paesano
Respondent Lawyers(s): David E. Robbins, Jeffrey Neil Cadan, William D. Briendel
Arbitrator(s): David S. Billet, Abigail R. Levy, Richard M. Gray
Hearing Site: New York, NY
| | Expungement |
| 13-02036 | 07/11/2014 | Claimant(s): Rolf Hanggi
Claimant Lawyers(s): Sam Schwartz
Respondent(s): Emilio Disanluciano, Frank Mazzola, Felix Investments LLC
Respondent Lawyers(s): Aegis Frumento, Richard J. Babnick, Susan Diamond
Arbitrator(s): Arnold Wagner, Sandra J. Mullings, Robert J. Miller
Hearing Site: New York, NY
| | $0 |
| 09-06821 | 07/30/2010 | Claimant(s): Alfonso Lama Barna, Pablo Sanchez, Alvaro I. Zuniga C., Carmen Luz Valdes Guilisasti, Christian Sturms, Cynthia N. Cordingley P. & James Hyland, Francesca Porzio, Gilda F. Copello M., Jorge Lecaros Valdes, Jorge Lecaros Vergara, Jorge Sturms, Luis Antonio Ahumada & Victor Ahumada, Marcelo Fuchs S. & Jaime Fuchs S., Maria de la Paz Errazuriz, Mariela A. Zuniga C., Mauricio A. Zuniga C., Orione Porzio, Renate Stein, Rocco F. Natalino T. & Solange Thenoux
Claimant Lawyers(s): Sam Schwartz
Respondent(s): John Dutkowski, Rodolfo Pages, Stanchart Securities Int'l Inc
Respondent Lawyers(s): Ricardo A. Gonzalez
Arbitrator(s): Bruce N. Sankin, Gloria O. North, Stephen Kahane
Hearing Site: Boca Raton, FL
| | $0 |
