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FINRA Awards for The Rogich 2004 Family Irrevocable Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0284209/13/2023Claimant(s): Sigmund Rogich, Stephen Sameroff, Robert Castiglione & Marilyn Castiglione, The Rogich 2004 Family Irrevocable Trust
Claimant Lawyers(s): Sam Schwartz
Respondent(s): David Turetzky, Morgan Stanley
Respondent Lawyers(s): William D. Briendel
Arbitrator(s): Edward F. Zagajeski, Megan Brillault, John Warner Lowe
Hearing Site: New York, NY
Checkmark IconDismissed by Rule 12206

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