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FINRA Awards for John P. Leonard

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0352110/22/2019Claimant(s): Susan Suarez
Claimant Lawyers(s): James Halter
Respondent(s): UBS Financial Services Inc., Mary Zawacki
Respondent Lawyers(s): John P. Leonard
Arbitrator(s): Philip M. Mandel, Edward F. Zagajeski, Matthew Fenster
Hearing Site: New York, NY
18-0056509/12/2019Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): John P. Leonard
Respondent(s): Alexander DiMartini
Respondent Lawyers(s): Dennis Houdek
Arbitrator(s):
Hearing Site: New York, NY

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