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FINRA Awards for Alexis Anne Washa

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0168405/22/2023Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Matthew Reynolds
Respondent Lawyers(s): John S. Monical
Arbitrator(s): Alexis Anne Washa, Matthew D Arbit, Matthew Lane
Hearing Site: Chicago, IL
20-0103508/20/2021Claimant(s): Elizabeth Bennett, Samuel Bennett
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David L. Goldberg
Arbitrator(s): Raymond P. Buschmann, Marcia Bonita Gevers, Alexis Anne Washa
Hearing Site: Chicago, IL
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