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FINRA Awards for Samuel Bennett

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0103508/20/2021Claimant(s): Elizabeth Bennett, Samuel Bennett
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David L. Goldberg
Arbitrator(s): Raymond P. Buschmann, Marcia Bonita Gevers, Alexis Anne Washa
Hearing Site: Chicago, IL
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17-0017709/29/2017Claimant(s): Samuel Bennett
Claimant Lawyers(s): Owen Harnett
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): David S. Repking
Arbitrator(s): Terry F. Peppard
Hearing Site: Detroit, MI

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