| 16-01140 | 10/24/2017 | Claimant(s): Leticia Castro, GrupoMex Holdings
Claimant Lawyers(s): Chaz R. Brown, John Rogers
Respondent(s): James Fellus, Pershing LLC, John Burke, Lawrence Sanicola, Braver Stern Securities LLC
Respondent Lawyers(s): Andrew R. Harvin, James Benjamin Fellus, Lawrence Sanicola, Thomas G. Amon
Arbitrator(s): Michael Dean, Kendall C. Reed, Michael John Florio
Hearing Site: Las Vegas, NV
|  | $0 |
| 12-01974 | 05/07/2013 | Claimant(s): Ronald Damiani
Claimant Lawyers(s): Ronald Gene Damiani
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Neils P. Murphy
Arbitrator(s): Michael Dean, David L. Moran, Robert Dean McKinley
Hearing Site: Las Vegas, NV
| | Dismissed by Rule 12206 |
| 11-02944 | 08/24/2012 | Claimant(s): Brenda Reber, John Reber
Claimant Lawyers(s): Richard Sacks
Respondent(s): David Bax, Loretta Cook, Richard Simpson, Walter Miller, Capital Growth Resources
Respondent Lawyers(s): David P. Bax, Lynne Rach
Arbitrator(s): Michael Dean, Thomas R. Watkins, Edwin John Apenbrink
Hearing Site: Las Vegas, NV
| | $0 |
| 10-00722 | 08/02/2011 | Claimant(s): Antonio Calderon
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Michael Dean, Joyce L. Hurley, Nancy Jo Schwantes
Hearing Site: Las Vegas, NV
| | Expungement |
| 09-00494 | 03/09/2010 | Claimant(s): Richard Shipman
Claimant Lawyers(s): Mark W. Pugsley
Respondent(s): Equitrust Marketing Services, Farm Bureau Life Insurance Company, Farm Bureau Mutual Insurance Company, Western Agricultural Insurance Company
Respondent Lawyers(s): James V. Garvey
Arbitrator(s): Langdon T. Owen, Michael Dean, John G. Manley
Hearing Site: Salt Lake City, UT
| | |
| 08-00222 | 01/16/2009 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Jon Barnes
Respondent Lawyers(s): Jon Ross Barnes
Arbitrator(s): Jeffrey E. Skogsbergh, Michael Dean, Randall N. Kirk
Hearing Site: Las Vegas, NV
| | |
