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FINRA Awards for Capital Growth Resources

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0120509/11/2023Claimant(s): Patrick Cree
Claimant Lawyers(s): Patrick H Cree
Respondent(s): Capital Growth Resources
Respondent Lawyers(s): Walter Miller
Arbitrator(s): Kelly A. Barker, Mitchell Lee Lathrop, Loyd A Wright
Hearing Site: San Diego, CA
11-0294408/24/2012Claimant(s): Brenda Reber, John Reber
Claimant Lawyers(s): Richard Sacks
Respondent(s): David Bax, Loretta Cook, Richard Simpson, Walter Miller, Capital Growth Resources
Respondent Lawyers(s): David P. Bax, Lynne Rach
Arbitrator(s): Michael Dean, Thomas R. Watkins, Edwin John Apenbrink
Hearing Site: Las Vegas, NV
Checkmark Icon$0
10-0111701/31/2012Claimant(s): Martine Roach
Claimant Lawyers(s): Carla R. Kralovic
Respondent(s): Jerrold Sexton, Capital Growth Planning Advisors., Capital Growth Resources
Respondent Lawyers(s): Jerrold R. Sexton, Walter Miller
Arbitrator(s): Richard J. Stall, Thomas A. Culbertson, Kenneth Miller
Hearing Site: Los Angeles, CA
Checkmark Icon$394,270

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