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FINRA Awards for Jerrold R. Sexton

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0111701/31/2012Claimant(s): Martine Roach
Claimant Lawyers(s): Carla R. Kralovic
Respondent(s): Jerrold Sexton, Capital Growth Planning Advisors., Capital Growth Resources
Respondent Lawyers(s): Jerrold R. Sexton, Walter Miller
Arbitrator(s): Richard J. Stall, Thomas A. Culbertson, Kenneth Miller
Hearing Site: Los Angeles, CA
Checkmark Icon$394,270

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