FINRA Awards for Kenneth Miller

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-03962	06/12/2012	Claimant(s): Securities America. Claimant Lawyers(s): Kelly R. Davis Respondent(s): Kenneth Miller Respondent Lawyers(s): Emile Joseph Arbitrator(s): Leonard J. Sullivan Hearing Site: New Orleans, LA
10-01117	01/31/2012	Claimant(s): Martine Roach Claimant Lawyers(s): Carla R. Kralovic Respondent(s): Jerrold Sexton, Capital Growth Planning Advisors., Capital Growth Resources Respondent Lawyers(s): Jerrold R. Sexton, Walter Miller Arbitrator(s): Richard J. Stall, Thomas A. Culbertson, Kenneth Miller Hearing Site: Los Angeles, CA		$394,270
07-03054	03/20/2009	Claimant(s): Alan Beverly, Angela Soll, Audrey Schaefer, Carole Renfro, Clayton Beck, Darcie Fulkerson, Debbie Beverly, Gail Stoneburg, Jeff Bourne, John Brezden, Jonathan Fulkerson, Kathy Beck, Kevin Howard, Linda Gaffney, Maria Brezden, Mark Baker, Mark Gruidl, Mark Soll, Michael Schaefer, Rena Stathacopoulos, et al Claimant Lawyers(s): Robert A. Uhl Respondent(s): Jeffrey Forrest, Associated Securities Corp. Respondent Lawyers(s): G. Thomas Fleming Arbitrator(s): Robert J. Ruben, Mark S. Priver, Kenneth Miller Hearing Site: Los Angeles, CA		$8,858,600