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FINRA Awards for Leonard J. Sullivan

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0396206/12/2012Claimant(s): Securities America.
Claimant Lawyers(s): Kelly R. Davis
Respondent(s): Kenneth Miller
Respondent Lawyers(s): Emile Joseph
Arbitrator(s): Leonard J. Sullivan
Hearing Site: New Orleans, LA
10-0506504/20/2012Claimant(s): Ray Monroy
Claimant Lawyers(s): Joe W. Beverly
Respondent(s): Benjamin Callahan, Wells Fargo Investments
Respondent Lawyers(s): Susan A. Logsdon
Arbitrator(s): Leonard J. Sullivan, Robert Dan Sherrill, Carol Ann Stapper
Hearing Site: Houston, TX
Checkmark IconExpungement
08-0386710/12/2009Claimant(s): Sandra Muns
Claimant Lawyers(s): Sandra Muns
Respondent(s): Tyler Johns, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Leonard J. Sullivan
Hearing Site: Houston, TX
Checkmark Icon$0

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