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FINRA Awards for Carol Ann Stapper

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0506504/20/2012Claimant(s): Ray Monroy
Claimant Lawyers(s): Joe W. Beverly
Respondent(s): Benjamin Callahan, Wells Fargo Investments
Respondent Lawyers(s): Susan A. Logsdon
Arbitrator(s): Leonard J. Sullivan, Robert Dan Sherrill, Carol Ann Stapper
Hearing Site: Houston, TX
Checkmark IconExpungement

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