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FINRA Awards for GrupoMex Holdings

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0114010/24/2017Claimant(s): Leticia Castro, GrupoMex Holdings
Claimant Lawyers(s): Chaz R. Brown, John Rogers
Respondent(s): James Fellus, Pershing LLC, John Burke, Lawrence Sanicola, Braver Stern Securities LLC
Respondent Lawyers(s): Andrew R. Harvin, James Benjamin Fellus, Lawrence Sanicola, Thomas G. Amon
Arbitrator(s): Michael Dean, Kendall C. Reed, Michael John Florio
Hearing Site: Las Vegas, NV
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