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FINRA Awards for Larry H. Irom

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0345003/26/2021Claimant(s): Cantor Fitzgerald & Co.
Claimant Lawyers(s): Nirav S. Shah
Respondent(s): Jefferies LLC
Respondent Lawyers(s): Joanna Wright
Arbitrator(s): Larry H. Irom, John J. Kilkenny, Joseph L. Calabrese
Hearing Site: New York, NY
13-0365304/10/2015Claimant(s): Erno Bodek
Claimant Lawyers(s): Charles Goldstein
Respondent(s): Jeffrey Auerbach, Vfinance Investments
Respondent Lawyers(s): Richard A. Roth
Arbitrator(s): Larry H. Irom, Fred L. Simon, Geri S. Krauss
Hearing Site: New York, NY
Checkmark IconExpungement
13-0176009/17/2014Claimant(s): Duke Kim
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Nomura Securities International.
Respondent Lawyers(s): Michael B. Roth
Arbitrator(s): Robert J. Kheel, Larry H. Irom, Jack Friedman
Hearing Site: New York, NY

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