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FINRA Awards for Joseph Leo Calabrese

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0013704/12/2022Claimant(s): Stonehaven, Titanium Alternative Solutions
Claimant Lawyers(s): David E. Robbins
Respondent(s): Bird Box Entertainment Limited
Respondent Lawyers(s): Timothy Lynch
Arbitrator(s): Joseph L. Calabrese, Laura Wong-Pan
Hearing Site: New York, NY
16-0345003/26/2021Claimant(s): Cantor Fitzgerald & Co.
Claimant Lawyers(s): Nirav S. Shah
Respondent(s): Jefferies LLC
Respondent Lawyers(s): Joanna Wright
Arbitrator(s): Larry H. Irom, John J. Kilkenny, Joseph L. Calabrese
Hearing Site: New York, NY
17-0127711/05/2018Claimant(s): Nicholas Finn
Claimant Lawyers(s): Robert Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Victoria J. Kehoe
Arbitrator(s): Pamela H. Roderick, Joan M. Traub, Joseph Leo Calabrese
Hearing Site: New York, NY
15-0003612/28/2016Claimant(s): Anthony Garvin
Claimant Lawyers(s): Barry R. Lax
Respondent(s): David Gilio, Burnham Securities Inc.
Respondent Lawyers(s): David S. Gilio, W. Nolan Sheehan
Arbitrator(s): Linda J. Baer, Edmund Siejka, Joseph Leo Calabrese
Hearing Site: New York, NY

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