Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-01147 | 11/30/2017 | Claimant(s): Kulruedee Wongpakdee, Steven Hoffner Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): Jack Seibald, Michael Rosen, Wayne Geffen, Burnham Securities Inc., Cowen Prime Services LLC, Concept Capital Markets LLC Respondent Lawyers(s): John Burnham, Jordan D. Becker, Mark J. Hyland Arbitrator(s): Cynthia A. DiMarco, Lynne M. Reid-McQueen Hearing Site: New York, NY |  | Expungement |
| 15-00036 | 12/28/2016 | Claimant(s): Anthony Garvin Claimant Lawyers(s): Barry R. Lax Respondent(s): David Gilio, Burnham Securities Inc. Respondent Lawyers(s): David S. Gilio, W. Nolan Sheehan Arbitrator(s): Linda J. Baer, Edmund Siejka, Joseph Leo Calabrese Hearing Site: New York, NY | ||
| 16-00269 | 10/25/2016 | Claimant(s): COR Clearing Claimant Lawyers(s): Seth Spitzer Respondent(s): Burnham Securities Inc. Respondent Lawyers(s): William Nolan Sheehan Arbitrator(s): Marvin G. Pickholz Hearing Site: New York, NY |