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FINRA Awards for William Nolan Sheehan

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0148910/12/2018Claimant(s): Rice Financial Products Company
Claimant Lawyers(s): Mark Cuccaro
Respondent(s): Burnham Securities
Respondent Lawyers(s): William Nolan Sheehan
Arbitrator(s): Aubrey Lees
Hearing Site: New York, NY
16-0026910/25/2016Claimant(s): COR Clearing
Claimant Lawyers(s): Seth Spitzer
Respondent(s): Burnham Securities Inc.
Respondent Lawyers(s): William Nolan Sheehan
Arbitrator(s): Marvin G. Pickholz
Hearing Site: New York, NY

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