| 15-02780 | 07/16/2021 | Claimant(s): Rice Financial Products Company
Claimant Lawyers(s): Lisa-Sheri Torrence
Respondent(s): Devin Wicker, Bonwick Capital Partners
Respondent Lawyers(s): Marc Jonas Block
Arbitrator(s): Aubrey Lees, Susan Manca, Rebecca Ann Berlow
Hearing Site: New York, NY
| | |
| 18-01489 | 10/12/2018 | Claimant(s): Rice Financial Products Company
Claimant Lawyers(s): Mark Cuccaro
Respondent(s): Burnham Securities
Respondent Lawyers(s): William Nolan Sheehan
Arbitrator(s): Aubrey Lees
Hearing Site: New York, NY
| | |
| 15-02660 | 08/24/2016 | Claimant(s): Rodney Ellis
Claimant Lawyers(s): James M. Douglas
Respondent(s): Rice Financial Products Company
Respondent Lawyers(s): Lisa-Sheri K. Torrence
Arbitrator(s): David C. Redford
Hearing Site: Houston, TX
| | |
| 12-01260 | 08/02/2016 | Claimant(s): Brian Nevel
Claimant Lawyers(s): Brian D. Nevel
Respondent(s): Cristal Baron, James Rice, Rice Financial Products Company
Respondent Lawyers(s): Lisa-Sheri K. Torrence
Arbitrator(s): Linda Yarden, Robert S. Getman, Francis Carling
Hearing Site: New York, NY
| | |
