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FINRA Awards for James M. Douglas

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0266008/24/2016Claimant(s): Rodney Ellis
Claimant Lawyers(s): James M. Douglas
Respondent(s): Rice Financial Products Company
Respondent Lawyers(s): Lisa-Sheri K. Torrence
Arbitrator(s): David C. Redford
Hearing Site: Houston, TX

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