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FINRA Awards for Marc Jonas Block

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0003811/16/2021Claimant(s): Devin Wicker
Claimant Lawyers(s): Marc Jonas Block
Respondent(s): Alan Mele, John Barry, Tribal Capital Markets
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Keely D. Parr, Amy Banet, Kathleen Kuzmen Malone
Hearing Site: New York, NY
15-0278007/16/2021Claimant(s): Rice Financial Products Company
Claimant Lawyers(s): Lisa-Sheri Torrence
Respondent(s): Devin Wicker, Bonwick Capital Partners
Respondent Lawyers(s): Marc Jonas Block
Arbitrator(s): Aubrey Lees, Susan Manca, Rebecca Ann Berlow
Hearing Site: New York, NY

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