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FINRA Awards for William G. Haviland

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0252805/12/2014Claimant(s): Lev Muromsky
Claimant Lawyers(s): Lev Muromsky
Respondent(s): EKN Financial Services Inc.
Respondent Lawyers(s): Thomas Michael Giugliano
Arbitrator(s): Romaine L. Gardner, William G. Haviland, Robert Francis Littlejohn
Hearing Site: New York, NY
11-0302704/03/2013Claimant(s): Ji Min
Claimant Lawyers(s): Ji Young Min
Respondent(s): Daniel Ladner, David Prockter, UBS Financial Services Inc.
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): David S. Billet, Fred L. Simon, William G. Haviland
Hearing Site: New York, NY
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