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FINRA Awards for Nikolas S. Komyati

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0199403/24/2022Claimant(s): Avery Wolinsky, Benjamin Wolinsky, Carol Avery, Robert Wolinsky, Nexial Investment Club
Claimant Lawyers(s): Avery Beau Wolinsky
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): Michael L. Lyons, James A. McIntosh, Mark Alan Bond
Hearing Site: Louisville, KY
Checkmark IconDismissed by Rule 12206
20-0362711/16/2021Claimant(s): David Bolls
Claimant Lawyers(s): Jonathan Bolls
Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): Richard P. Regan, Francis Henry Dong, Richard J Thomas
Hearing Site: Washington, DC
Checkmark Icon$0
20-0330810/21/2021Claimant(s): Michele Gray
Claimant Lawyers(s): Michele Gray
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): David J. Pine, Keely D. Parr, Richard Gee
Hearing Site: Albany, NY
Checkmark Icon$0
18-0074110/18/2018Claimant(s): Mark Rosenberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
15-0253602/23/2018Claimant(s): Angel Cruz Colon, Betzaida Hernandez, Carmen Ortiz Nevarez, Hector Rodriguez-Lopez, Myrna Rivera Marengo, William Reyes
Claimant Lawyers(s): Eric Quetglas-Jordan, Luis E. Minana, W. Scott Greco
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Nikolas S. Komyati, Roberto C. Quinones-Rivera
Arbitrator(s): James L. Warren, Theodore Haynes, Carol Denise Phelps
Hearing Site: San Juan, PR
Checkmark Icon$521,075
15-0176008/31/2017Claimant(s): Jose Sanchez-Ocasio
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): Richard J. Kaplan, Kenneth Steven Canfield, Deborah Johns Tatum
Hearing Site: Atlanta, GA
Checkmark IconExpungement
15-0245908/30/2017Claimant(s): Andrew Reynolds, Jeremy Andres, Mark Nauman
Claimant Lawyers(s): Nikolas S. Komyati
Respondent(s): Stewart Lampert, Lampert Capital Markets Inc.
Respondent Lawyers(s): S. Randy Lampert
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
15-0177706/05/2017Claimant(s): Ana Maria Estrella
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): Mollie Wagner Neal, George Harrison Lemmond, Deborah Johns Tatum
Hearing Site: Atlanta, GA
Checkmark IconExpungement
11-0468109/18/2013Claimant(s): Roger Davidson, Redwood F Trust, Redwood II F Trust, FBO Naomi Davidson, FBO William Davidson, Redwood II Trust, Robin II Trust, Roger C. Davidson Revocable Trust
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): Romaine L. Gardner, Sandra J. Mullings, Joan Marie Chiusano
Hearing Site: New York, NY
Checkmark IconExpungement
11-0466509/04/2013Claimant(s): Gary Epping
Claimant Lawyers(s): Edward H. Glenn, Jr.
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Milwaukee, WI
Checkmark IconExpungement

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