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FINRA Awards for Kenneth Steven Canfield

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0176008/31/2017Claimant(s): Jose Sanchez-Ocasio
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): Richard J. Kaplan, Kenneth Steven Canfield, Deborah Johns Tatum
Hearing Site: Atlanta, GA
Checkmark IconExpungement

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