| 22-00147 | 02/07/2024 | Claimant(s): Mamadi Kourouma
Claimant Lawyers(s): Mamadi Kourouma
Respondent(s): Webull Financial
Respondent Lawyers(s): Christina M. Rieker
Arbitrator(s): Michael A. Meyer, James A. McIntosh, Alan Daniel Hall
Hearing Site: Nashville, TN
|  | Dismissed by Rule 12504(b) and 12514 |
| 23-02088 | 12/19/2023 | Claimant(s): Eric Wilkison
Claimant Lawyers(s): Eric S Wilkison
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): James A. McIntosh
Hearing Site: Nashville, TN
| | $0 |
| 22-02174 | 06/16/2023 | Claimant(s): Intercoastal Capital Markets.
Claimant Lawyers(s): Michael A. Gross
Respondent(s): Michael D'Addabbo
Respondent Lawyers(s): Michael L. D'Addabbo
Arbitrator(s): Joseph Charles Smolira, James A. McIntosh, Matthew Jay Mezzatesta
Hearing Site: Boca Raton, FL
| | |
| 21-01994 | 03/24/2022 | Claimant(s): Avery Wolinsky, Benjamin Wolinsky, Carol Avery, Robert Wolinsky, Nexial Investment Club
Claimant Lawyers(s): Avery Beau Wolinsky
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): Michael L. Lyons, James A. McIntosh, Mark Alan Bond
Hearing Site: Louisville, KY
| | Dismissed by Rule 12206 |
| 21-00506 | 02/15/2022 | Claimant(s): David Anderson
Claimant Lawyers(s): David Anderson
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Roger C. Benson, James A. McIntosh, Robert Lane Arrington
Hearing Site: Nashville, TN
| | Dismissed by Rule 12504 |
| 20-04205 | 08/03/2021 | Claimant(s): Alex Shore
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Joseph Charles Smolira, A.J. Seier, James A. McIntosh
Hearing Site: Nashville, TN
| | |
| 20-03035 | 03/11/2021 | Claimant(s): Andrew Arnold
Claimant Lawyers(s): Brian Luther
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): James A. McIntosh
Hearing Site: Louisville, KY
| | |
| 19-00194 | 03/25/2020 | Claimant(s): Thomas Hirsch
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Louis F. Mendez
Arbitrator(s): Allan Weiss, Gregory Hunter Mathews, James A. McIntosh
Hearing Site: Louisville, KY
| | Dismissed by Rule 12206/12504 |
| 17-00789 | 12/22/2017 | Claimant(s): Michael Biggs
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): James A. McIntosh
Hearing Site: Nashville, TN
| | |
| 15-00109 | 02/22/2017 | Claimant(s): Ellie Stoller, Lee Stoller
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): D. Bruce Shine, James A. McIntosh, L. Wilford Fuqua
Hearing Site: Nashville, TN
| | Expungement |
