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FINRA Awards for L. Wilford Fuqua

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0010902/22/2017Claimant(s): Ellie Stoller, Lee Stoller
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): D. Bruce Shine, James A. McIntosh, L. Wilford Fuqua
Hearing Site: Nashville, TN
Checkmark IconExpungement

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