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FINRA Awards for Carol Avery

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0199403/24/2022Claimant(s): Avery Wolinsky, Benjamin Wolinsky, Carol Avery, Robert Wolinsky, Nexial Investment Club
Claimant Lawyers(s): Avery Beau Wolinsky
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): Michael L. Lyons, James A. McIntosh, Mark Alan Bond
Hearing Site: Louisville, KY
Checkmark IconDismissed by Rule 12206
20-0016111/09/2021Claimant(s): Carol Avery, Robert Avery
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Neils P. Murphy
Arbitrator(s): Sherry R. Wetsch, Jude A Smith, Mark Ritchie
Hearing Site: Houston, TX
Checkmark Icon$51,375

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