| 18-03253 | 10/15/2019 | Claimant(s): David Beach
Claimant Lawyers(s): David Martin Beach
Respondent(s): Stewart Lampert, Lampert Capital Markets Inc.
Respondent Lawyers(s): Stewart Randy Lampert
Arbitrator(s): Julian F. Santos, Sandra J. Mullings, Kathleen Cawley
Hearing Site: New York, NY
| | |
| 17-01570 | 12/29/2017 | Claimant(s): Lina R. Williams, Peter G. Williams
Claimant Lawyers(s): Howard Meyers
Respondent(s): Thomas Sullivan, Lampert Capital Markets Inc.
Respondent Lawyers(s): James P. Donohue
Arbitrator(s): Ira S. Cure
Hearing Site: New York, NY
|  | $0 |
| 15-02459 | 08/30/2017 | Claimant(s): Andrew Reynolds, Jeremy Andres, Mark Nauman
Claimant Lawyers(s): Nikolas S. Komyati
Respondent(s): Stewart Lampert, Lampert Capital Markets Inc.
Respondent Lawyers(s): S. Randy Lampert
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
| | |
| 14-03870 | 07/12/2016 | Claimant(s): Frank Christensen
Claimant Lawyers(s): Anthony Paduano
Respondent(s): Mark Nauman, William Gollner, KCCI, Ltd., Lampert Capital Markets Inc.
Respondent Lawyers(s): Paul F. Carvelli, Randy Lampert
Arbitrator(s): Richard W. Vallario, Thomas E. Duggan, Madelyn A. Levy
Hearing Site: New York, NY
| | |
| 14-01231 | 03/20/2015 | Claimant(s): Lampert Capital Markets Inc.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Francis Cid
Respondent Lawyers(s): Francis Cid
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
| | |
| 13-01710 | 07/11/2014 | Claimant(s): Lutun Niu-Lyon
Claimant Lawyers(s): Mark H. Lyon
Respondent(s): Averell Satloff, Eric Schweitzer, Marc Drimer, Stewart Lampert, Lampert Capital Markets Inc.
Respondent Lawyers(s): Adam N. Love, Harry W. Lipman
Arbitrator(s): Annette B. Meyers
Hearing Site: New York, NY
| | |
| 13-02792 | 06/16/2014 | Claimant(s): Albert Tan
Claimant Lawyers(s): Albert Likai Tan
Respondent(s): Lampert Capital Markets Inc.
Respondent Lawyers(s): Eric Schweitzer
Arbitrator(s):
Hearing Site: New York, NY
| | Expungement |
| 12-04047 | 01/27/2014 | Claimant(s): John Klesney
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Alan Underberg, Jason Meyers, Thomas Sullivan, ICM Capital Markets Ltd., Lampert Capital Markets Inc.
Respondent Lawyers(s): Dennis J. Lavasseur, Jason M. Meyers
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | $35,000 |
| 13-01196 | 12/16/2013 | Claimant(s): Joseph Vencil
Claimant Lawyers(s): Joseph William Vencil
Respondent(s): Lampert Capital Markets Inc.
Respondent Lawyers(s): Harry W. Lipman
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
| | |
