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FINRA Awards for Paul F. Carvelli

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0387007/12/2016Claimant(s): Frank Christensen
Claimant Lawyers(s): Anthony Paduano
Respondent(s): Mark Nauman, William Gollner, KCCI, Ltd., Lampert Capital Markets Inc.
Respondent Lawyers(s): Paul F. Carvelli, Randy Lampert
Arbitrator(s): Richard W. Vallario, Thomas E. Duggan, Madelyn A. Levy
Hearing Site: New York, NY
08-0048606/02/2010Claimant(s): Ralph Joel
Claimant Lawyers(s): Paul F. Carvelli
Respondent(s): Jay Eisenstark, Eisenstark Advisory.
Respondent Lawyers(s): Jay Eisenstark, Todd M. Sahner
Arbitrator(s): Linda T. Pellegrino, B. David Jarashow, Robert A. Vallone
Hearing Site: Newark, NJ
Checkmark Icon$375,000

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